Self-Certification to Amend Rules 1.1, 3.5, 5.2, and 5.14

Notice Type Notice ID
Exchange 939.062918

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and section §40.6(a) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act (the “Regulations”), North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”) hereby submits to the Commission its amendments to the Nadex Rulebook in Rules 1.1, 3.5, 5.2, and 5.14 to include provisions that prohibit an Authorized Trader from sharing login credentials, adds the definition of “Suspension Event” and “Modification Event”, and replaces reference to “fast markets” with Suspension and Modification Event with respect to the determination of the “no bust range” when considering a trade cancellation.  The amendments will become effective July 17, 2018.

Please click below to view the submission.

AttachmentSize
PDF icon notice_939.pdf438.61 KB

Should you have any questions or require further information, please contact the Compliance Department.