Nadex Amends Rule 9.2 Investigations, Hearings, and Appeals

Notice Type Notice ID
Rulebook & Agreement 1035.060419

On June 4, 2019 Nadex submitted a self-certification to the Commodity Futures Trading Commission (the “Commission”) pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (the “Act”), and §40.6(a) of the regulations promulgated by the Commission, providing notice of its intent to amend its Rule 9.2 Investigations, Hearings, and Appeals to more closely reflect the language in the relevant CFTC Regulations, and to further clarify the hearing process.  Pursuant to the 10-day filing period under Regulation 40.6(a)(3), Nadex intends to implement these new rules and amendments on trade date June 19, 2019.

PDF icon Notice 1035 Link.pdf181.08 KB

Should you have any questions or require further information, please contact the Compliance Department.