Nadex Amends Rulebook, Clarifying Definitional Terms, Member Obligations, and Providing Technical Amendments to Certain Contract Specifications


Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (the “Act”), and §40.6(a) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act, North American Derivatives Exchange, Inc. d/b/a | Derivatives North America (“Nadex”) submitted to the Commission its intent to amend the following Rules:

Rule 1.1 – Definitions

Rule 2.5 – Committees and Subcommittees

Rule 2.9 – Limitation on Trading by Affiliates

Rule 2.10 – Consent to Jurisdiction

Rule 3.3(a) – Member Obligations

Rule 5.19(n) – Prohibited Transactions and Activities

Rule 6.1 – Clearance and Substitution

These changes will take place on September 22, 2023.

Should you have any questions or require further information, please contact the Compliance Department.
Document 20230908 Rule Self-Certification - Submission pursuant to Commission Regulation 40.6(a)