Nadex Self-Certification to Amend Rule 9.2


On April 2, 2019, North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”) submitted to the Commodity Futures Trading Commission (the “Commission”), pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and section §40.6(a) of the regulations promulgated by the Commission under the Act (the “Regulations”), its intent to amend its Rule 9.2 (Investigations, Hearings, and Appeals) to specifically clarify that a Nadex investigation, and any information and documentation collected or obtained in connection with an investigation, shall be treated as non-public and confidential, and that such information and documentation may only be disclosed in furtherance of a Nadex investigation, or as required by law or regulation, or as otherwise agreed to by Nadex. In accordance with the 10-day review period set forth in Commission Regulation 40.6(b), Nadex plans to implement these Exchange Rule changes for the start of business on trade date April 17, 2019.

Should you have any questions or require further information, please contact the Compliance Department.
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